The Regulator’s Update

  • Presentations
  • Regulators

National Conference 2024

Join the ATO’s Deputy Commissioner – Superannuation & Employer Obligations, Emma Rosenzweig and ASIC’s Senior Executive Leader – Financial Services & Wealth Group, Leah Sciacca, for an SMSF sector update from the regulator’s perspective. Emma and Leah will outline the results of their respective compliance programs and will share their experiences on emerging trends in the SMSF sector and their key risk focus areas. This session will incorporate a 30 minute Q&A session to be hosted by the SMSF Association.
 

Following this session you will be able to:

  • Recognise emerging trends in the SMSF sector from a SIS compliance and advice risk perspective.
  • Identify the most common types of SMSF SIS compliance breaches.
  • Explain the regulators’ SMSF compliance programs and their compliance approaches.
  • Outline ASIC and ATO key SMSF risk focus areas.

The contents of this resource are taken to be correct at the time of publication.

Disclaimer: Technical Papers contain general advice only and are prepared without taking into account particular objectives, financial circumstances and needs. The information provided is not a substitute for legal, tax and financial product advice. Before making any decision based on this information, you should assess its relevance to the individual circumstances of your client. While the SMSF Association believes that the information provided is accurate, no warranty is given as to its accuracy and persons who rely on this information do so at their own risk. The information provided in this bulletin is not considered financial product advice for the purposes of the Corporations Act 2001. © SMSF Association